Can a disciplinary sanction be increased on appeal?
Published on: 04/09/2018
Article Authors The main content of this article was provided by the following authors.
Chris Fullerton Partner in the Employment Law Group, Arthur Cox LLP
Chris Fullerton Partner in the Employment Law Group, Arthur Cox LLP
Chris fullerton from arthur cox ni
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>Chris is a partner in the Employment Law Group of the Arthur Cox Belfast Office in Northern Ireland.

Chris has extensive experience dealing with both contentious and non-contentious employment law matters. Chris advises a range of employers on all aspects of employment law including executive appointments, severance, grievances, disciplinary issues and trade union matters. Chris has represented clients before the Industrial Tribunal, Fair Employment Tribunal and the Court of Appeal in Northern Ireland in employment litigation such as unfair dismissal, equality/discrimination and whistleblowing. Chris’ practice area includes advisory work and corporate transactions.

Can a disciplinary sanction be increased as a result of an appeal hearing?

This question was addressed by the Court of Appeal in England in McMillan v Airedale NHS Foundation Trust [2014] IRLR 803 CA. In this case, it was held that an employer does not have the right to increase a disciplinary sanction on appeal unless it has express provision to do so in its disciplinary policy. The Court of Appeal focused on the purpose of the right of appeal to protect the employee rather than to offer potential for an employee to suffer greater detriment.

It is important to remember that as an English decision, it is not legally binding in Northern Ireland. However, taking into consideration the guidance on disciplinary procedures published by the LRA which states: “An appeal must never be used to punish the employee for appealing against the original decision. The appeal should not result in any increase in penalty as this may put people off
appealing in the future”, it is likely that the NI courts and tribunals would apply the same reasoning.

In short, if an employee wishes to exercise his/her right to appeal, unless there is an express provision in their contract and/or staff handbook permitting the right to increase a sanction on appeal, the employee should not have their sanction increased.

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Disclaimer The information in this article is provided as part of Legal Island's Employment Law Hub. We regret we are not able to respond to requests for specific legal or HR queries and recommend that professional advice is obtained before relying on information supplied anywhere within this article. This article is correct at 04/09/2018